| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 证券交易 | 2017-06-22 | - |
| LA ROCHE & CO ASIA LIMITED | RO | 提供资产管理 | 2008-11-03 | 2008-11-20 |
| RO | 就证券提供意见 | 2008-11-03 | 2011-10-14 | |
| RO | 证券交易 | 2008-11-03 | 2011-10-14 | |
| MUSHK Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-02 |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2003-10-02 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-02 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-02 | |
| Rep | 期货合约交易 | 2003-04-01 | 2003-10-02 | |
| Rep | 证券交易 | 2003-04-01 | 2003-10-02 |