| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2020-07-22 | 2024-08-02 |
| Rep | 证券交易 | 2020-07-22 | 2024-08-02 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2020-07-22 | 2024-08-02 |
| Rep | 期货合约交易 | 2020-07-22 | 2024-08-02 | |
| Rep | 证券交易 | 2020-07-22 | 2024-08-02 | |
| ROTHSCHILD & CO WEALTH MANAGEMENT HONG KONG LIMITED | Rep | 就证券提供意见 | 2012-02-08 | 2017-08-08 |
| Rep | 证券交易 | 2012-02-08 | 2017-08-08 | |
| LA ROCHE & CO ASIA LIMITED | Rep | 提供资产管理 | 2008-03-26 | 2008-11-20 |
| Rep | 就证券提供意见 | 2008-03-26 | 2011-10-14 | |
| Rep | 证券交易 | 2008-03-26 | 2011-10-14 |