| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2015-08-18 | 2021-07-08 |
| ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | 就期货合约提供意见 | 2010-07-08 | 2012-07-31 |
| Rep | 就证券提供意见 | 2010-07-08 | 2012-07-31 | |
| Rep | 提供资产管理 | 2010-07-08 | 2012-07-31 | |
| GIGA (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-04-21 | 2010-04-16 |
| Rep | 提供资产管理 | 2008-04-10 | 2010-04-16 | |
| PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2007-10-08 | 2008-03-10 |
| ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | 就期货合约提供意见 | 2007-06-11 | 2007-08-17 |
| Rep | 就证券提供意见 | 2007-06-11 | 2007-08-17 | |
| Rep | 提供资产管理 | 2007-06-11 | 2007-08-17 |