| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Beijing Securities Limited | Rep | 就机构融资提供意见 | 2011-06-01 | 2012-10-31 |
| Rep | 证券交易 | 2011-06-01 | 2012-10-31 | |
| JW CAPITAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2010-07-29 | 2011-05-03 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2010-02-26 | 2010-02-27 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2010-02-26 | 2010-02-27 |