Lam, Frank Pun Yuen 林本源
证监会中央编号:AFU929
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Alpha Financial Group Limited | RO | 就机构融资提供意见 | 2019-10-02 | - |
| RO | 证券交易 | 2013-08-12 | - | |
| AMPLE CAPITAL LIMITED | RO | 就机构融资提供意见 | 2013-08-12 | 2019-09-30 |
| KGI CAPITAL ASIA LIMITED | RO | 就机构融资提供意见 | 2011-10-24 | 2013-02-03 |
| RO | 就证券提供意见 | 2011-10-24 | 2013-02-03 | |
| RO | 证券交易 | 2011-10-24 | 2013-02-03 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 就机构融资提供意见 | 2010-06-30 | 2010-11-28 |
| RO | 证券交易 | 2010-06-30 | 2010-11-28 | |
| AMPLE CAPITAL LIMITED | RO | 就机构融资提供意见 | 2010-02-12 | 2010-04-12 |
| RO | 就证券提供意见 | 2010-02-12 | 2010-04-12 | |
| FUBON CAPITAL (HK) LIMITED | RO | 就机构融资提供意见 | 2007-04-10 | 2008-11-30 |
| RO | 就证券提供意见 | 2007-04-10 | 2008-11-30 | |
| RO | 证券交易 | 2007-04-10 | 2008-11-30 | |
| Rep | 就机构融资提供意见 | 2007-03-26 | 2007-04-10 | |
| Rep | 就证券提供意见 | 2007-03-26 | 2007-04-10 | |
| Rep | 证券交易 | 2007-03-26 | 2007-04-10 | |
| SINOPAC FUTURES (ASIA) LIMITED | RO | 就期货合约提供意见 | 2005-11-16 | 2007-03-01 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就证券提供意见 | 2005-11-16 | 2007-03-01 |
| SINOPAC FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2005-06-13 | 2007-03-01 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就机构融资提供意见 | 2005-06-13 | 2007-03-01 |
| RO | 证券交易 | 2005-06-13 | 2007-03-01 | |
| Rep | 就机构融资提供意见 | 2004-12-29 | 2005-06-13 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2004-12-10 |
| RO | 就证券提供意见 | 2003-04-01 | 2004-12-10 |