| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Amova Asset Management Hong Kong Limited | RO | 就证券提供意见 | 2019-09-26 | - |
| RO | 提供资产管理 | 2019-09-26 | - | |
| RO | 证券交易 | 2019-09-26 | - | |
| Rep | 就证券提供意见 | 2015-05-14 | 2019-09-26 | |
| Rep | 提供资产管理 | 2015-05-14 | 2019-09-26 | |
| Rep | 证券交易 | 2015-05-14 | 2019-09-26 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2013-07-31 | 2015-01-08 |
| Rep | 证券交易 | 2013-07-31 | 2015-01-08 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-08-20 | 2013-03-29 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-10-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-10-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-10-13 | |
| Rep | 证券交易 | 2003-04-01 | 2013-03-29 |