| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期货合约交易 | 2008-07-31 | 2010-10-04 |
| Rep | 证券交易 | 2008-07-31 | 2010-10-04 | |
| RO | 期货合约交易 | 2004-10-15 | 2008-07-31 | |
| QUAM FUTURES LIMITED | RO | 期货合约交易 | 2004-05-17 | 2008-09-01 |
| Quam Securities Limited | RO | 证券交易 | 2004-05-17 | 2008-07-31 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | 就机构融资提供意见 | - | 2004-01-01 |
| RO | 就证券提供意见 | - | 2004-01-01 | |
| RO | 提供资产管理 | - | 2004-01-01 | |
| RO | 提供自动化交易服务 | - | 2004-01-01 | |
| RO | 证券交易 | - | 2004-01-01 | |
| SUNWAH KINGSWAY FUTURES LIMITED | RO | 就期货合约提供意见 | - | 2004-01-01 |
| RO | 提供资产管理 | - | 2004-01-01 | |
| RO | 期货合约交易 | - | 2004-01-01 |