| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KAM LUEN SECURITIES LIMITED | Rep | 证券交易 | 2019-05-07 | 2022-05-05 |
| PICO ZEMAN SECURITIES (HK) LIMITED | Rep | 证券交易 | 2016-04-13 | 2019-04-23 |
| CHEONG LEE SECURITIES LIMITED | Rep | 证券交易 | 2007-08-28 | 2016-03-24 |
| FULBRIGHT SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-11-09 |
| Rep | 就证券提供意见 | - | 2004-11-09 | |
| Rep | 提供资产管理 | - | 2004-11-09 | |
| Rep | 提供自动化交易服务 | - | 2004-11-09 | |
| Rep | 证券交易 | - | 2007-07-16 |