| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHEONG LEE SECURITIES LIMITED | Rep | 就期货合约提供意见 | 2010-10-15 | 2011-08-31 |
| Rep | 就证券提供意见 | 2010-10-15 | 2011-08-31 | |
| Rep | 期货合约交易 | 2010-06-14 | 2011-08-31 | |
| Rep | 证券交易 | 2010-06-14 | 2011-08-31 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2010-02-24 | 2010-05-21 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-02-24 | 2010-05-21 |