| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-04-20 | 2012-08-20 |
| Rep | 证券交易 | 2007-04-20 | 2012-08-20 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就证券提供意见 | 2007-04-20 | 2011-01-22 |
| Rep | 证券交易 | 2007-04-20 | 2011-01-22 | |
| RO | 就证券提供意见 | 2003-12-02 | 2007-04-20 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 就机构融资提供意见 | - | 2003-12-02 |
| RO | 提供资产管理 | - | 2003-12-02 | |
| RO | 提供自动化交易服务 | - | 2003-12-02 | |
| RO | 就证券提供意见 | - | 2007-04-20 | |
| RO | 证券交易 | - | 2007-04-20 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | 就机构融资提供意见 | - | 2003-12-02 |
| RO | 提供自动化交易服务 | - | 2005-02-15 | |
| RO | 证券交易 | - | 2007-04-20 |