Cheng, Stephen Kwok Wai 鄭國偉
证监会中央编号:ADS285
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OMNIX CAPITAL LIMITED | RO | 提供资产管理 | 2009-03-19 | - |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2008-12-10 | 2008-12-10 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-12-10 | 2008-12-10 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-10 | 2008-12-10 |
| Rep | 证券交易 | 2008-10-10 | 2008-12-10 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2008-04-30 | 2008-09-29 |
| Rep | 证券交易 | 2008-04-30 | 2008-09-29 | |
| UBS SECURITIES ASIA LIMITED | RO | 就证券提供意见 | 2005-04-27 | 2007-01-01 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-01 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-03-01 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-04-27 |
已采集记录中暂无金管局登记。