| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 提供资产管理 | 2007-12-31 | 2015-08-21 |
| RO | 证券交易 | 2007-12-31 | 2015-08-21 | |
| Rep | 证券交易 | 2007-11-19 | 2007-12-31 | |
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2005-09-20 | 2007-11-07 |
| Rep | 证券交易 | 2004-01-27 | 2007-11-07 |