| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hope Securities Limited (HK) | RO | 提供资产管理 | 2025-08-29 | - |
| RO | 就期货合约提供意见 | 2025-06-03 | - | |
| RO | 就证券提供意见 | 2025-06-03 | - | |
| RO | 期货合约交易 | 2025-06-03 | - | |
| RO | 证券交易 | 2024-12-05 | - | |
| Rep | 就期货合约提供意见 | 2024-12-05 | 2025-06-03 | |
| Rep | 就证券提供意见 | 2024-12-05 | 2025-06-03 | |
| Rep | 期货合约交易 | 2024-12-05 | 2025-06-03 | |
| SEEKERS MARKETS LIMITED | RO | 证券交易 | 2017-01-06 | 2024-09-27 |
| Oshidori Securities Limited | RO | 证券交易 | 2015-03-26 | 2016-03-11 |
| Rep | 证券交易 | 2007-06-08 | 2015-03-26 |