| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KKR CAPITAL MARKETS ASIA LIMITED | RO | 就证券提供意见 | 2010-12-30 | 2021-07-21 |
| RO | 证券交易 | 2010-12-08 | 2021-07-21 | |
| Rep | 证券交易 | 2010-10-26 | 2010-12-08 | |
| RBS Asia Corporate Finance Limited | RO | 就机构融资提供意见 | 2010-03-01 | 2010-10-16 |
| RO | 证券交易 | 2010-03-01 | 2010-10-16 | |
| Rep | 就机构融资提供意见 | 2008-10-02 | 2010-03-01 | |
| Rep | 证券交易 | 2008-10-02 | 2010-03-01 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2003-06-25 |
| Rep | 就证券提供意见 | - | 2003-06-25 | |
| Rep | 提供资产管理 | - | 2003-06-25 | |
| Rep | 证券交易 | - | 2003-06-25 |