| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SPS SECURITIES LIMITED | Rep | 证券交易 | 2016-05-25 | 2018-09-17 |
| MIRABAUD (ASIA) LIMITED | RO | 就证券提供意见 | 2013-01-28 | 2013-06-08 |
| RO | 证券交易 | 2013-01-28 | 2013-06-08 | |
| Rep | 就证券提供意见 | 2012-11-12 | 2013-01-28 | |
| Rep | 证券交易 | 2012-11-12 | 2013-01-28 | |
| BGC SECURITIES (HONG KONG) LLC | RO | 证券交易 | 2008-12-04 | 2012-08-13 |
| Rep | 证券交易 | 2008-10-10 | 2008-12-04 | |
| MIRABAUD (ASIA) LIMITED | RO | 就证券提供意见 | 2003-05-13 | 2008-09-25 |
| RO | 证券交易 | 2003-05-13 | 2008-09-25 |