| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2009-02-12 | 2009-09-08 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-02-12 | 2009-09-08 |
| KAISER FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2005-02-18 |
| Rep | 提供资产管理 | - | 2005-02-18 | |
| Rep | 期货合约交易 | - | 2007-03-29 | |
| KAISER SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2005-02-18 |
| Rep | 就证券提供意见 | - | 2005-02-18 | |
| Rep | 提供资产管理 | - | 2005-02-18 | |
| Rep | 证券交易 | - | 2007-03-29 |