| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORPORATE BROKERS LIMITED | Rep | 证券交易 | 2023-05-02 | - |
| SPS SECURITIES LIMITED | Rep | 证券交易 | 2011-06-30 | 2023-04-28 |
| SPS INVESTMENT SERVICES LIMITED | Rep | 证券交易 | 2003-04-01 | 2003-10-02 |
| SPS SECURITIES LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2004-12-28 |
| RO | 就证券提供意见 | 2003-04-01 | 2004-12-28 | |
| RO | 提供资产管理 | 2003-04-01 | 2004-12-28 | |
| RO | 证券交易 | 2003-04-01 | 2011-06-30 |
已采集记录中暂无金管局登记。