| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SPS COMMODITIES LIMITED | RO | 期货合约交易 | 2005-01-26 | 2023-12-18 |
| SPS INVESTMENT SERVICES LIMITED | RO | 就证券提供意见 | 2005-01-26 | - |
| RO | 就机构融资提供意见 | 2005-01-26 | 2018-04-13 | |
| SPS SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2005-01-25 | 2005-01-26 |
| Rep | 就证券提供意见 | 2005-01-25 | 2005-01-26 | |
| SPS INVESTMENT SERVICES LIMITED | Rep | 证券交易 | 2003-04-01 | 2003-10-02 |
| SPS SECURITIES LIMITED | RO | 提供资产管理 | 2003-04-01 | - |
| RO | 证券交易 | 2003-04-01 | - | |
| RO | 就机构融资提供意见 | 2003-04-01 | 2005-01-25 | |
| RO | 就证券提供意见 | 2003-04-01 | 2005-01-25 |