| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soochow Securities International Capital Limited | RO | 就机构融资提供意见 | 2026-11-06 | - |
| Rep | 就机构融资提供意见 | 2026-09-07 | 2026-11-06 | |
| uSmart Securities Limited | RO | 就机构融资提供意见 | 2025-11-28 | 2026-08-26 |
| RO | 证券交易 | 2025-11-28 | 2026-08-26 | |
| Somerley Capital Limited | RO | 就机构融资提供意见 | 2022-09-21 | 2025-05-01 |
| RO | 证券交易 | 2022-09-21 | 2025-05-01 | |
| Rep | 就机构融资提供意见 | 2022-06-21 | 2022-09-21 | |
| Rep | 证券交易 | 2022-06-21 | 2022-09-21 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 就机构融资提供意见 | 2018-07-09 | 2022-01-14 |
| RO | 证券交易 | 2018-07-09 | 2022-01-14 | |
| Rep | 就机构融资提供意见 | 2018-07-05 | 2018-07-09 | |
| Rep | 证券交易 | 2018-07-05 | 2018-07-09 | |
| VMS Securities Limited | RO | 就机构融资提供意见 | 2015-09-14 | 2018-06-30 |
| RO | 就证券提供意见 | 2015-09-14 | 2018-06-30 | |
| RO | 证券交易 | 2015-09-14 | 2018-06-30 | |
| Rep | 就机构融资提供意见 | 2015-08-13 | 2015-09-14 | |
| Rep | 就证券提供意见 | 2015-08-13 | 2015-09-14 | |
| Rep | 证券交易 | 2015-08-13 | 2015-09-14 | |
| Templewater Hong Kong Limited | RO | 就机构融资提供意见 | 2011-03-22 | 2015-07-31 |
| RO | 就证券提供意见 | 2011-03-22 | 2015-07-31 | |
| RO | 证券交易 | 2011-03-22 | 2015-07-31 | |
| Rep | 证券交易 | 2008-02-01 | 2011-03-22 | |
| Rep | 就机构融资提供意见 | 2007-05-22 | 2011-03-22 | |
| Rep | 就证券提供意见 | 2007-05-22 | 2011-03-22 | |
| AMS CAPITAL LIMITED (d2012-07-13) | Rep | 提供资产管理 | 2003-04-01 | 2004-02-12 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2007-04-30 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2007-04-30 |
已采集记录中暂无金管局登记。