| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited | Rep | 就机构融资提供意见 | 2011-10-18 | 2015-09-25 |
| RHB CAPITAL HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2006-01-09 | 2011-06-19 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2004-07-14 | 2005-12-07 |
| Rep | 证券交易 | 2004-07-14 | 2005-12-07 |