| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA HORIZON ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2026-07-16 | - |
| RO | 提供资产管理 | 2026-07-16 | - | |
| NFH Corporate Finance Limited | RO | 就机构融资提供意见 | 2017-06-13 | 2025-06-06 |
| NFH Securities and Futures Limited | RO | 期货合约交易 | 2017-06-13 | 2024-06-20 |
| RO | 证券交易 | 2017-06-13 | 2024-06-20 | |
| RO | 就期货合约提供意见 | 2017-06-13 | 2025-06-06 | |
| PRIME HARVEST CAPITAL LIMITED | RO | 就证券提供意见 | 2017-06-13 | 2026-03-31 |
| RO | 提供资产管理 | 2017-06-13 | 2026-03-31 | |
| TFI Asset Management Limited | RO | 就证券提供意见 | 2010-04-30 | 2013-01-18 |
| Rifa Securities Limited | RO | 证券交易 | 2010-01-07 | 2013-01-18 |
| Rifa Futures Limited | Rep | 期货合约交易 | 2009-05-14 | 2013-01-18 |
| Rifa Securities Limited | Rep | 证券交易 | 2008-09-22 | 2010-01-07 |
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