| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VC BROKERAGE LIMITED | Rep | 证券交易 | 2010-09-06 | 2013-05-23 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2009-07-27 | 2010-07-29 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-07-27 | 2010-07-29 |
| Mason Securities Limited | Rep | 证券交易 | 2008-07-02 | 2008-09-10 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2007-02-15 | 2008-04-17 |
| SBI China Capital Securities Limited | Rep | 证券交易 | 2005-07-19 | 2006-10-13 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-20 |
| Rep | 就证券提供意见 | - | 2004-01-20 | |
| Rep | 提供资产管理 | - | 2004-01-20 | |
| Rep | 证券交易 | - | 2005-05-31 |