| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Livermore Holdings Limited | RO | 证券交易 | 2017-11-13 | 2021-10-22 |
| ARTA GLOBAL MARKETS LIMITED | RO | 证券交易 | 2010-06-18 | 2017-01-20 |
| Rep | 证券交易 | 2010-06-14 | 2010-06-18 | |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | 证券交易 | 2007-08-21 | 2010-06-02 |
| Rep | 证券交易 | 2004-08-19 | 2007-08-21 | |
| Minerva Holding Financial Securities Limited | Rep | 就机构融资提供意见 | - | 2003-05-28 |
| Rep | 就证券提供意见 | - | 2003-05-28 | |
| Rep | 提供资产管理 | - | 2003-05-28 | |
| Rep | 提供自动化交易服务 | - | 2003-05-28 | |
| Rep | 证券交易 | - | 2004-08-09 |