| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hope Securities Limited (HK) | RO | 证券交易 | 2018-04-09 | 2020-05-15 |
| SEEKERS MARKETS LIMITED | RO | 证券交易 | 2017-01-06 | 2018-03-31 |
| ARTA GLOBAL MARKETS LIMITED | RO | 证券交易 | 2012-03-29 | 2016-11-26 |
| Rep | 证券交易 | 2010-07-05 | 2012-03-29 | |
| Beevest Securities Limited | Rep | 证券交易 | 2007-12-19 | 2010-06-26 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2004-01-28 | 2007-07-31 |
| BERICH BROKERAGE LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-27 |
| Rep | 就证券提供意见 | - | 2004-01-27 | |
| Rep | 提供资产管理 | - | 2004-01-27 | |
| Rep | 证券交易 | - | 2004-01-28 |