| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 证券交易 | 2014-04-28 | 2015-01-16 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2013-02-28 | 2014-04-16 |
| BOCOM International Securities Limited | Rep | 证券交易 | 2011-10-26 | 2012-11-30 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 证券交易 | 2011-01-13 | 2011-10-18 |
| Beevest Securities Limited | Rep | 证券交易 | 2007-01-23 | 2011-01-01 |
| DELTA ASIA SECURITIES LIMITED | Rep | 提供自动化交易服务 | - | 2003-11-07 |
| Rep | 就机构融资提供意见 | - | 2004-05-11 | |
| Rep | 就证券提供意见 | - | 2004-05-11 | |
| Rep | 提供资产管理 | - | 2004-05-11 | |
| Rep | 证券交易 | - | 2007-01-19 |