| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTH CHINA CAPITAL LIMITED | RO | 就机构融资提供意见 | 2024-02-07 | - |
| SOUTH CHINA SECURITIES LIMITED | RO | 证券交易 | 2024-02-07 | - |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2023-12-14 | 2024-02-07 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2023-12-14 | 2024-02-07 |
| EMPEROR CORPORATE FINANCE LIMITED | RO | 就机构融资提供意见 | 2022-06-24 | 2023-10-31 |
| RO | 证券交易 | 2022-06-24 | 2023-10-31 | |
| Rep | 就机构融资提供意见 | 2022-03-09 | 2022-06-24 | |
| Rep | 证券交易 | 2022-03-09 | 2022-06-24 | |
| Alliance Capital Partners Limited (HK) | RO | 就机构融资提供意见 | 2016-07-13 | 2022-01-31 |
| RO | 证券交易 | 2016-07-13 | 2022-01-31 | |
| Rep | 就机构融资提供意见 | 2016-04-26 | 2016-07-13 | |
| Rep | 证券交易 | 2016-04-26 | 2016-07-13 | |
| RHB CAPITAL HONG KONG LIMITED | RO | 证券交易 | 2015-03-13 | 2016-04-21 |
| RO | 就机构融资提供意见 | 2013-07-30 | 2016-04-21 | |
| Rep | 就机构融资提供意见 | 2013-05-23 | 2013-07-30 | |
| Rep | 证券交易 | 2013-05-23 | 2015-03-13 | |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2012-09-24 | 2013-05-13 |
| Rep | 就机构融资提供意见 | 2012-04-27 | 2012-09-24 | |
| SAMSUNG SECURITIES (ASIA) LIMITED | RO | 就机构融资提供意见 | 2011-07-04 | 2012-02-03 |
| Rep | 就机构融资提供意见 | 2010-09-13 | 2011-07-04 | |
| Rep | 证券交易 | 2010-09-13 | 2012-02-03 | |
| DBS ASIA CAPITAL LIMITED | Rep | 就证券提供意见 | 2007-06-18 | 2010-08-25 |
| Rep | 证券交易 | 2007-06-18 | 2010-08-25 | |
| Rep | 就机构融资提供意见 | 2007-05-21 | 2010-08-25 | |
| FIRST SHANGHAI CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2006-04-18 | 2007-05-10 |
| DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | 就机构融资提供意见 | 2005-09-13 | 2006-03-20 |
| FIRST SHANGHAI CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-08-26 |
已采集记录中暂无金管局登记。