| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 证券交易 | 2015-03-25 | 2019-09-02 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2012-04-23 | 2015-03-16 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2009-09-30 | 2010-04-01 |
| Rep | 证券交易 | 2009-08-19 | 2012-02-03 | |
| ONE CHINA SECURITIES LIMITED | Rep | 证券交易 | 2008-03-10 | 2009-08-10 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2004-02-03 |
| Rep | 就证券提供意见 | - | 2004-02-03 | |
| Rep | 提供资产管理 | - | 2004-02-03 | |
| Rep | 证券交易 | - | 2006-06-10 |