| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Cypress Capital Hong Kong Limited | RO | 就证券提供意见 | 2013-06-19 | - |
| RO | 提供资产管理 | 2013-06-19 | - | |
| KEYWISE CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2008-06-04 | 2012-08-31 |
| RAB CAPITAL (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2007-10-02 | 2008-05-21 |
| Rep | 就证券提供意见 | 2007-10-02 | 2008-05-21 | |
| Rep | 提供资产管理 | 2007-10-02 | 2008-05-21 | |
| PI INVESTMENT MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2004-06-21 | 2007-09-28 |
| Rep | 就证券提供意见 | 2004-06-21 | 2007-09-28 | |
| Rep | 提供资产管理 | 2004-06-21 | 2007-09-28 |