| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2012-05-18 | - |
| RO | 就证券提供意见 | 2012-05-18 | - | |
| RO | 证券交易 | 2012-05-18 | - | |
| Rep | 就机构融资提供意见 | 2012-02-28 | 2012-05-18 | |
| Rep | 就证券提供意见 | 2012-02-28 | 2012-05-18 | |
| Rep | 证券交易 | 2012-02-28 | 2012-05-18 | |
| Octal Capital Limited | RO | 证券交易 | 2011-11-24 | 2012-01-03 |
| RO | 就机构融资提供意见 | 2011-06-01 | 2012-01-03 | |
| Standard Chartered Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2005-08-01 | 2009-06-30 |
| RO | 就机构融资提供意见 | 2003-04-01 | 2009-06-30 | |
| RO | 证券交易 | 2003-04-01 | 2009-06-30 |