| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CWB Hong Kong Limited | Rep | 就证券提供意见 | 2010-06-28 | 2015-08-15 |
| Rep | 提供资产管理 | 2010-06-28 | 2015-08-15 | |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 证券交易 | 2008-03-04 | 2008-08-01 |
| Rep | 就证券提供意见 | 2008-02-11 | 2008-08-01 | |
| Rep | 提供资产管理 | 2008-02-11 | 2008-08-01 | |
| PEAK CAPITAL LIMITED (b2004-03-30) | Rep | 就证券提供意见 | 2007-05-30 | 2007-10-29 |
| Rep | 提供资产管理 | 2007-05-30 | 2007-10-29 |