| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CWB Hong Kong Limited | Rep | 提供资产管理 | 2008-11-27 | 2019-04-15 |
| Rep | 就证券提供意见 | 2008-10-22 | 2019-04-15 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2008-08-26 | 2008-10-04 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2007-09-17 | 2008-10-04 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2007-06-05 | 2008-10-04 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2007-06-05 | 2008-10-04 |