Personnel Hong Kong SFC License Details (ID 67818)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
NATIXIS ASIA LIMITED	Rep	就期货合约提供意见	2011-06-24	2016-07-08
	Rep	就证券提供意见	2011-06-24	2016-07-08
	Rep	期货合约交易	2011-06-24	2016-07-08
	Rep	证券交易	2011-06-24	2016-07-08
CWB Hong Kong Limited	Rep	就证券提供意见	2010-08-12	2011-05-31
	Rep	提供资产管理	2010-08-12	2011-05-31
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2007-08-13	2009-03-31
Merrill Lynch Far East Limited	Rep	证券交易	2007-08-13	2009-03-31
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2007-08-13	2009-03-31
CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED	RO	就证券提供意见	2007-02-16	2007-06-22
	RO	提供资产管理	2007-02-16	2007-06-22
Citigroup Global Markets Asia Limited	Rep	证券交易	2006-04-18	2007-06-22
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2006-04-18	2007-06-22
HSBC STRUCTURED FUNDS (ASIA) LIMITED	Rep	就证券提供意见	2004-05-15	2006-04-01
HSBC SECURITIES (ASIA) LIMITED	Rep	就机构融资提供意见	-	2003-12-10
	Rep	提供资产管理	-	2004-07-27
	Rep	就证券提供意见	-	2005-10-27
	Rep	证券交易	-	2005-10-27
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	就机构融资提供意见	-	2003-12-10
	Rep	就证券提供意见	-	2003-12-10
	Rep	提供资产管理	-	2003-12-10
	Rep	证券交易	-	2005-10-27
HSBC STRUCTURED FUNDS (ASIA) LIMITED	Rep	就期货合约提供意见	-	2003-12-10
	Rep	期货合约交易	-	2003-12-10
	Rep	提供资产管理	-	2006-04-01

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