| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ASIA WEALTH SECURITIES LIMITED | RO | 证券交易 | 2018-04-13 | 2019-08-31 |
| Rep | 证券交易 | 2018-03-13 | 2018-04-13 | |
| Hong Kong Securities (International) Company Limited | RO | 证券交易 | 2017-06-30 | 2018-01-16 |
| GRAND PARTNERS SECURITIES LIMITED | RO | 证券交易 | 2016-12-29 | 2017-06-24 |
| VAST HARBOUR SECURITIES LIMITED | RO | 证券交易 | 2015-02-25 | 2016-05-20 |
| Rep | 证券交易 | 2011-06-22 | 2015-02-25 | |
| AIF Securities Limited | Rep | 证券交易 | 2010-11-22 | 2011-03-31 |