| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VAST HARBOUR SECURITIES LIMITED | Rep | 证券交易 | 2011-05-12 | 2012-03-01 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2004-05-25 | 2011-04-27 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2004-02-10 | 2011-04-27 |
| Beijing Securities Limited | Rep | 就机构融资提供意见 | - | 2004-02-07 |
| Rep | 就证券提供意见 | - | 2004-02-07 | |
| Rep | 提供资产管理 | - | 2004-02-07 | |
| Rep | 证券交易 | - | 2004-02-09 |