| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | RO | 证券交易 | 2026-10-22 | - |
| Rep | 证券交易 | 2026-09-14 | 2026-10-22 | |
| Innovest Securities Investment Limited | RO | 证券交易 | 2024-08-13 | 2026-04-10 |
| CHINA NEW ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2017-01-27 | 2018-12-31 |
| SINO WEALTH SECURITIES LIMITED | RO | 证券交易 | 2014-09-12 | 2023-08-31 |
| Rep | 证券交易 | 2014-08-21 | 2014-09-12 | |
| VAST HARBOUR SECURITIES LIMITED | RO | 证券交易 | 2012-03-19 | 2014-08-21 |
| Rep | 证券交易 | 2011-05-03 | 2012-03-19 | |
| AIF Securities Limited | Rep | 证券交易 | 2009-07-02 | 2011-04-30 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 证券交易 | 2008-01-25 | 2009-06-30 |
| CVP Securities Limited | Rep | 证券交易 | 2004-09-09 | 2008-01-11 |
| Beijing Securities Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-03-25 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-03-25 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-03-25 | |
| Rep | 证券交易 | 2003-04-01 | 2004-09-09 |
已采集记录中暂无金管局登记。