| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就证券提供意见 | 2020-03-20 | 2025-01-13 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2020-03-20 | 2025-01-13 |
| YUEXING SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2012-11-12 | 2016-10-16 |
| Yunfeng Financial Markets Limited | RO | 提供资产管理 | 2009-04-09 | 2012-05-31 |
| RO | 就机构融资提供意见 | 2008-12-29 | 2012-05-31 | |
| RO | 就证券提供意见 | 2008-12-29 | 2012-05-31 | |
| RO | 提供自动化交易服务 | 2008-12-29 | 2012-05-31 | |
| RO | 证券交易 | 2008-12-29 | 2012-05-31 | |
| Rep | 就机构融资提供意见 | 2008-06-26 | 2008-12-29 | |
| Rep | 就证券提供意见 | 2008-06-26 | 2008-12-29 | |
| Rep | 证券交易 | 2008-06-26 | 2008-12-29 | |
| Rep | 提供资产管理 | 2008-06-26 | 2009-04-09 |