| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2010-10-05 | 2011-07-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2009-11-03 | 2010-03-13 |
| Rep | 期货合约交易 | 2009-08-24 | 2010-03-13 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-08-24 | 2010-03-13 |