| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Conrad Investment Services Limited | RO | 提供资产管理 | 2020-12-28 | - |
| RO | 就证券提供意见 | 2018-12-21 | - | |
| RO | 期货合约交易 | 2018-01-30 | 2024-09-16 | |
| RO | 证券交易 | 2017-05-18 | - | |
| Gong Ping Futures Limited | Rep | 期货合约交易 | 2012-05-16 | 2017-01-28 |
| Gong Ping Securities Limited | Rep | 证券交易 | 2012-05-16 | 2017-01-28 |
| Rep | 证券交易 | 2011-03-30 | 2011-07-01 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2010-03-16 | 2011-03-17 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2010-03-16 | 2011-03-17 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2009-09-28 | 2010-02-27 |
| Rep | 杠杆式外汇交易 | 2008-11-18 | 2010-02-27 | |
| Rep | 期货合约交易 | 2008-09-26 | 2010-02-27 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-09-26 | 2010-02-27 |
已采集记录中暂无金管局登记。