Griffin, Timothy John

证监会中央编号:APL688

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就期货合约提供意见	2018-11-14	2021-07-16
	Rep	就证券提供意见	2018-11-14	2021-07-16
	Rep	期货合约交易	2018-11-14	2021-07-16
	Rep	证券交易	2018-11-14	2021-07-16
	RO	就期货合约提供意见	2011-08-30	2018-11-14
	RO	就证券提供意见	2011-08-30	2018-11-14
	RO	期货合约交易	2011-08-30	2018-11-14
	RO	证券交易	2011-08-30	2018-11-14
	Rep	就期货合约提供意见	2011-07-20	2011-08-30
	Rep	就证券提供意见	2011-07-20	2011-08-30
	Rep	期货合约交易	2011-07-20	2011-08-30
	Rep	证券交易	2011-07-20	2011-08-30
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-11-06	2011-04-20
	Rep	期货合约交易	2008-11-06	2011-04-20
	Rep	证券交易	2008-04-29	2011-04-20
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2008-04-29	2008-11-24
	Rep	期货合约交易	2008-04-29	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2008-04-29	2011-04-20
MF Global Hong Kong Limited	Rep	就期货合约提供意见	2008-03-06	2008-03-31
	Rep	就证券提供意见	2008-03-06	2008-03-31
	Rep	期货合约交易	2008-03-06	2008-03-31
	Rep	证券交易	2008-03-06	2008-03-31
Morgan Stanley Asia Limited	Rep	就期货合约提供意见	2007-08-29	2007-11-27
	Rep	就证券提供意见	2007-08-29	2007-11-27
	Rep	提供自动化交易服务	2007-08-29	2007-11-27
	Rep	证券交易	2007-08-29	2007-11-27
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2007-08-29	2007-11-27
	Rep	期货合约交易	2007-08-29	2007-11-27

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就期货合约提供意见	2018-11-14	2021-07-16
	Rep	就证券提供意见	2018-11-14	2021-07-16
	Rep	期货合约交易	2018-11-14	2021-07-16
	Rep	证券交易	2018-11-14	2021-07-16
	RO	就期货合约提供意见	2011-08-30	2018-11-14
	RO	就证券提供意见	2011-08-30	2018-11-14
	RO	期货合约交易	2011-08-30	2018-11-14
	RO	证券交易	2011-08-30	2018-11-14
	Rep	就期货合约提供意见	2011-07-20	2011-08-30
	Rep	就证券提供意见	2011-07-20	2011-08-30
	Rep	期货合约交易	2011-07-20	2011-08-30
	Rep	证券交易	2011-07-20	2011-08-30
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-11-06	2011-04-20
	Rep	期货合约交易	2008-11-06	2011-04-20
	Rep	证券交易	2008-04-29	2011-04-20
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2008-04-29	2008-11-24
	Rep	期货合约交易	2008-04-29	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2008-04-29	2011-04-20
MF Global Hong Kong Limited	Rep	就期货合约提供意见	2008-03-06	2008-03-31
	Rep	就证券提供意见	2008-03-06	2008-03-31
	Rep	期货合约交易	2008-03-06	2008-03-31
	Rep	证券交易	2008-03-06	2008-03-31
Morgan Stanley Asia Limited	Rep	就期货合约提供意见	2007-08-29	2007-11-27
	Rep	就证券提供意见	2007-08-29	2007-11-27
	Rep	提供自动化交易服务	2007-08-29	2007-11-27
	Rep	证券交易	2007-08-29	2007-11-27
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2007-08-29	2007-11-27
	Rep	期货合约交易	2007-08-29	2007-11-27