| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Victory Securities (Global) Limited | RO | 证券交易 | 2021-09-24 | 2025-01-07 |
| Victory Asset Management Limited | RO | 就证券提供意见 | 2021-05-21 | - |
| RO | 提供资产管理 | 2021-05-21 | - | |
| Rep | 就证券提供意见 | 2021-03-10 | 2021-05-21 | |
| Rep | 提供资产管理 | 2021-03-10 | 2021-05-21 | |
| ZM ASSET MANAGEMENT LIMITED (GBEN) | RO | 就证券提供意见 | 2019-07-03 | 2020-12-31 |
| RO | 提供资产管理 | 2019-07-03 | 2020-12-31 | |
| Rep | 就证券提供意见 | 2019-07-02 | 2019-07-03 | |
| Rep | 提供资产管理 | 2019-07-02 | 2019-07-03 | |
| PICO ZEMAN SECURITIES (HK) LIMITED | RO | 就证券提供意见 | 2017-05-24 | 2019-03-12 |
| RO | 提供资产管理 | 2017-05-24 | 2019-03-12 | |
| RO | 证券交易 | 2013-06-03 | 2019-03-12 | |
| Rep | 证券交易 | 2013-04-19 | 2013-06-03 | |
| ASA SECURITIES LIMITED | RO | 期货合约交易 | 2010-08-19 | 2012-10-28 |
| RO | 证券交易 | 2010-08-19 | 2012-10-28 | |
| ONE CHINA SECURITIES LIMITED | RO | 期货合约交易 | 2009-11-04 | 2010-04-23 |
| RO | 证券交易 | 2009-11-04 | 2010-04-23 | |
| Rep | 期货合约交易 | 2009-09-01 | 2009-11-04 | |
| Rep | 证券交易 | 2009-09-01 | 2009-11-04 | |
| REALINK FINANCIAL TRADE LIMITED | RO | 期货合约交易 | 2007-03-08 | 2009-08-08 |
| RO | 证券交易 | 2007-03-08 | 2009-08-08 | |
| Rep | 期货合约交易 | 2004-01-14 | 2007-03-08 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-09-23 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-09-23 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-23 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-23 | |
| Rep | 证券交易 | 2003-04-01 | 2007-03-08 |
金管局记录暂时无法加载，请稍后重试。