| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | 2021-08-08 |
| Rep | 证券交易 | 2017-10-03 | 2021-08-08 | |
| Rep | 就证券提供意见 | 2012-07-23 | 2017-10-02 | |
| Rep | 证券交易 | 2012-06-22 | 2017-10-02 | |
| ASA SECURITIES LIMITED | Rep | 证券交易 | 2011-09-06 | 2012-06-05 |
| Nerico Brothers Limited (HK) | Rep | 证券交易 | 2010-10-15 | 2011-08-02 |