Personnel Hong Kong SFC License Details (ID 68375)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
KINGSWAY SW ASSET MANAGEMENT LIMITED (VG)	Rep	提供资产管理	2022-09-29	-
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	就证券提供意见	2022-01-18	-
	Rep	提供资产管理	2022-01-18	-
	Rep	证券交易	2021-12-22	-
Tongfang Securities Limited	Rep	证券交易	2018-03-08	2021-10-18
Tongfang Capital Limited	RO	就机构融资提供意见	2017-09-29	2021-10-18
GRANSING SECURITIES CO., LIMITED	RO	就机构融资提供意见	2016-02-17	2017-01-28
	RO	就证券提供意见	2016-02-17	2017-01-28
	Rep	提供资产管理	2016-01-11	2017-01-28
	RO	证券交易	2015-10-09	2017-01-28
	Rep	证券交易	2015-08-12	2015-10-09
FRONTIER CAPITAL INVESTMENT LIMITED	Rep	就机构融资提供意见	2015-02-13	2015-02-13
	RO	就机构融资提供意见	2014-12-18	2015-02-13
	RO	就证券提供意见	2014-12-18	2015-02-13
	RO	证券交易	2014-12-18	2015-02-13
RHB CAPITAL HONG KONG LIMITED	RO	证券交易	2013-01-07	2013-07-09
	Rep	证券交易	2012-11-05	2013-01-07
	Rep	就机构融资提供意见	2012-11-05	2013-07-09
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2012-11-05	2013-07-09
ABCI Securities Company Limited	Rep	就证券提供意见	2011-10-31	2012-10-05
	Rep	证券交易	2011-10-31	2012-10-05
ABCI CAPITAL LIMITED	RO	证券交易	2011-10-27	2012-10-05
	Rep	证券交易	2011-08-23	2011-10-27
	Rep	就机构融资提供意见	2011-08-23	2012-10-05
MUFG Securities Asia Limited	Rep	就机构融资提供意见	2010-12-31	2011-04-19
	Rep	就证券提供意见	2010-12-31	2011-04-19
	RO	证券交易	2010-12-31	2011-04-19
RHB CAPITAL HONG KONG LIMITED	Rep	就机构融资提供意见	2009-05-26	2010-06-30
RHB SECURITIES HONG KONG LIMITED	Rep	就证券提供意见	2009-05-26	2010-06-30
	Rep	证券交易	2009-04-07	2010-06-30
Goldin Equities Limited	Rep	证券交易	2009-02-12	2009-03-23
DBS ASIA CAPITAL LIMITED	Rep	就证券提供意见	2008-10-27	2008-11-14
	Rep	就机构融资提供意见	2008-10-13	2008-11-14
	Rep	证券交易	2008-10-13	2008-11-14
KINGSWAY CAPITAL LIMITED	RO	证券交易	2008-08-14	2008-10-01
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	证券交易	2007-11-19	2008-10-01
KINGSWAY CAPITAL LIMITED	Rep	就机构融资提供意见	2004-11-03	2008-10-01
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	证券交易	2004-11-03	2007-11-19
	Rep	就机构融资提供意见	2004-11-03	2008-10-01

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