| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Lakala International Asset Management Limited | RO | 就证券提供意见 | 2026-01-08 | - |
| RO | 提供资产管理 | 2026-01-08 | - | |
| RO | 证券交易 | 2026-01-08 | - | |
| Grand Capital Futures Limited | RO | 就期货合约提供意见 | 2019-10-10 | 2024-12-17 |
| RO | 期货合约交易 | 2019-10-10 | 2024-12-17 | |
| Grand Capital Securities Limited | RO | 就证券提供意见 | 2019-10-10 | 2024-12-19 |
| RO | 证券交易 | 2019-10-10 | 2024-12-19 | |
| YUE XIU FUTURES COMPANY LIMITED | RO | 期货合约交易 | 2017-11-30 | 2019-01-11 |
| YUE XIU SECURITIES COMPANY LIMITED | RO | 期货合约交易 | 2017-11-30 | 2019-01-11 |
| RO | 就证券提供意见 | 2015-08-13 | 2019-01-11 | |
| RO | 证券交易 | 2015-08-13 | 2019-01-11 | |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2015-04-17 | 2017-11-30 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2014-03-12 | 2015-08-13 |
| ABCI Securities Company Limited | Rep | 证券交易 | 2013-04-03 | 2014-02-12 |
| RO | 证券交易 | 2009-09-07 | 2013-04-03 | |
| Rep | 证券交易 | 2006-04-26 | 2009-09-07 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2004-10-29 | 2006-04-18 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2004-10-29 | 2006-04-18 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2004-06-01 | 2004-08-09 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2004-03-25 | 2004-08-09 |
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2003-09-29 | 2004-03-23 |
| KGI ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-06 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-06 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-06 | |
| Rep | 证券交易 | 2003-04-01 | 2003-06-06 | |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-06 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-06 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-06 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-06-06 | |
| Rep | 证券交易 | 2003-04-01 | 2003-06-06 |
金管局记录暂时无法加载，请稍后重试。