Personnel Hong Kong SFC License Details (ID 68565)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CHELSEA SECURITIES LIMITED	RO	就证券提供意见	2017-07-17	-
	RO	提供资产管理	2017-07-17	-
	RO	证券交易	2017-07-17	-
	Rep	就证券提供意见	2017-05-18	2017-07-17
	Rep	提供资产管理	2017-05-18	2017-07-17
	Rep	证券交易	2017-05-18	2017-07-17
Goldhorse Securities Limited	RO	就证券提供意见	2016-10-18	2017-03-31
WEI DA ASSET MANAGEMENT LIMITED	RO	提供资产管理	2016-10-18	2017-03-31
Goldhorse Securities Limited	RO	证券交易	2016-06-22	2017-03-31
	Rep	证券交易	2016-04-01	2016-06-22
Mason Securities Limited	Rep	证券交易	2013-12-11	2016-03-24
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2013-12-11	2016-03-24
Emperor Wealth Management Limited	Rep	证券交易	2012-04-30	2012-08-06
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2012-02-10	2012-08-06
EMPEROR SECURITIES LIMITED (HK)	Rep	证券交易	2012-02-10	2012-08-06
ABCI Securities Company Limited	Rep	证券交易	2011-07-14	2012-02-01
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	就证券提供意见	2010-09-01	2011-06-14
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2010-07-13	2011-06-14
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2010-07-13	2011-06-14
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2006-10-27	2010-06-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2006-10-27	2010-06-12
	Rep	就证券提供意见	2006-10-18	2010-06-12
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	就证券提供意见	2005-02-21	2006-09-26

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