| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2015-01-28 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2013-07-30 | - |
| ABCI Securities Company Limited | Rep | 证券交易 | 2009-08-20 | 2012-12-10 |
| Rep | 就证券提供意见 | 2009-08-20 | 2013-04-13 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2008-07-15 | 2009-08-13 |
| Rep | 证券交易 | 2008-07-15 | 2009-08-13 |