Lam, Joy Wai Ching 林惠貞 SFC Licences and HKMA Registrations (ID 68578)

Lam, Joy Wai Ching 林惠貞 SFC Licences and HKMA Registrations (ID 68578)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
TFI Securities and Futures Limited	Rep	证券交易	2024-11-12	-
VALUABLE CAPITAL LIMITED	Rep	证券交易	2021-06-15	2024-10-31
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	证券交易	2014-08-18	2021-04-30
YUE XIU SECURITIES COMPANY LIMITED	Rep	证券交易	2014-02-13	2014-08-12
ABCI Securities Company Limited	Rep	证券交易	2010-03-10	2014-01-16
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2008-02-29	2010-03-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-02-29	2010-03-04
BOCOM International Securities Limited	Rep	期货合约交易	2007-09-12	2008-02-17
	Rep	证券交易	2007-09-12	2008-02-17
BOCOM International Holdings Company Limited	Rep	期货合约交易	2006-02-01	2008-02-17
	Rep	证券交易	2006-02-01	2008-02-17
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2003-07-09	2006-01-25
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2003-07-09	2006-01-25
KINGSTON FUTURES LIMITED	Rep	就期货合约提供意见	2003-04-01	2003-07-04
	Rep	提供资产管理	2003-04-01	2003-07-04
	Rep	期货合约交易	2003-04-01	2003-07-07
KINGSTON SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-07-04
	Rep	就证券提供意见	2003-04-01	2003-07-04
	Rep	提供资产管理	2003-04-01	2003-07-04
	Rep	提供自动化交易服务	2003-04-01	2003-07-04
	Rep	证券交易	2003-04-01	2003-07-07

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