| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CNI Securities Group Limited | Rep | 证券交易 | 2020-05-20 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2020-02-25 |
| Rep | 证券交易 | 2015-07-03 | 2017-10-02 | |
| CORPORATE BROKERS LIMITED | Rep | 证券交易 | 2015-04-28 | 2015-06-17 |
| CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | 证券交易 | 2014-07-14 | 2015-01-12 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2013-01-21 | 2014-02-27 |
| ABCI Securities Company Limited | Rep | 证券交易 | 2010-04-12 | 2012-07-25 |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-09-07 | 2010-02-26 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2009-06-03 | 2009-08-22 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2008-11-04 | 2009-05-05 |
已采集记录中暂无金管局登记。