| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | RO | 证券交易 | 2013-09-25 | - |
| Rep | 就证券提供意见 | 2013-02-19 | - | |
| Rep | 证券交易 | 2011-05-20 | 2013-09-25 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-05-07 | 2011-05-03 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-05-07 | 2011-05-03 |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2006-06-20 | 2009-04-29 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2006-06-20 | 2009-04-29 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2005-08-19 | 2006-06-05 |
| KINGSTON FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-08-24 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-24 | |
| Rep | 期货合约交易 | 2003-04-01 | 2005-05-24 | |
| KINGSTON SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-04 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-08-24 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-08-24 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-24 | |
| Rep | 证券交易 | 2003-04-01 | 2005-05-24 |
已采集记录中暂无金管局登记。