| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Pearl Bridge Securities Limited | RO | 就证券提供意见 | 2019-01-15 | 2020-09-30 |
| RO | 证券交易 | 2019-01-15 | 2020-09-30 | |
| GRAND FIRE SECURITIES LIMITED | RO | 就证券提供意见 | 2009-07-09 | 2017-11-10 |
| RO | 证券交易 | 2009-07-09 | 2017-11-10 | |
| EVOLUTION ASIA INVESTMENTS LIMITED | Rep | 就证券提供意见 | 2007-10-11 | 2008-12-04 |
| RO | 证券交易 | 2007-03-20 | 2008-12-04 | |
| Rep | 证券交易 | 2007-02-07 | 2007-03-20 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2003-07-28 | 2007-01-26 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | - | 2003-04-28 |
| Rep | 提供资产管理 | - | 2003-04-28 | |
| Rep | 期货合约交易 | - | 2003-04-28 | |
| MIB SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | - | 2003-04-28 |