| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited | RO | 就期货合约提供意见 | 2008-01-03 | 2012-12-31 |
| RO | 就证券提供意见 | 2008-01-03 | 2012-12-31 | |
| RO | 期货合约交易 | 2008-01-03 | 2012-12-31 | |
| RO | 证券交易 | 2008-01-03 | 2012-12-31 | |
| Rep | 就期货合约提供意见 | 2007-02-06 | 2008-01-03 | |
| Rep | 就证券提供意见 | 2007-02-06 | 2008-01-03 | |
| Rep | 期货合约交易 | 2007-02-06 | 2008-01-03 | |
| Rep | 证券交易 | 2006-09-27 | 2008-01-03 | |
| Rep | 提供资产管理 | 2006-09-27 | 2012-12-31 |